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Breakfast Forum: Avoiding Common Pitfalls in the Plan Restatement Process

  • Tuesday, January 20, 2015
  • 7:30 AM - 9:30 AM
  • Hotel Irvine (formerly Hyatt Irvine), 17900 Jamboree Road, Irvine
  • 3


  • Early Bird pricing
  • Early Bird pricing

Registration is closed
Avoiding Common Pitfalls

in the Plan Restatement Process

Using the required plan update process to improve plan administration by simplifying how the plan defines compensation, avoiding common errors associated with recognizing participation and service, careful delineation of fiduciary roles and responsibilities and better aligning the terms of the plan document with actual administration. Particular focus will be paid to the considerations involved with prototype and volume submitter documents.”  

Our Speaker: Charles Lockwood, JD, LLC (Taxation) is a Principal of ASC Institute., and has over 20 years experience in the employee benefits field. Charles is currently a principal with the ASC Institute (ASCi). Prior to joining ASCi, Charles was a principal with the pension consulting firm Global Benefit Advisors, LLC (GBA).

Prior to entering private consulting, Charles worked in the Employee Plans Division in the National Office of the Internal Revenue Service (IRS) as a Tax Law Specialist. Charles also was a Vice President with Pension Publications of Denver, Inc. (PPD) and a senior consultant with the benefit consulting practice of Coopers & Lybrand.

  Continuing Education: 

1 CE for ASPPA certifications
1 CEC for NIPA certifications
1 CPE for CEBS
1.5 hours MCLE for California attorneys
1.5 hours for California CPAs
1.5 hours for Certified Financial Planners
1 hour for ERPA and Enrolled Agents 

Doors open at 7:30 a.m. for check-in, breakfast and networking.  Our program will begin at 8:00 a.m. and this program will end at approximately 9:30 a.m.  The registration fee includes a full breakfast buffet and hosted parking in the self-parking lot at the Hotel Irvine.

The reservation deadline for this event is Tuesday, January 13, 2015

WP&BC Members can bring a guest for free!  This is a wonderful opportunity to introduce your peers and colleagues to our Chapter.  Remember, your guest should be a first-time visitor and potential member.   Look for the free guest offer when you register online

The statements and materials presented at WP&BC Orange County Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Orange County Chapter. In addition, WP&BC Orange County Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Orange County Chapter events.

Please feel free to reach out to WP&BC with any questions.

Direct Questions To:

Christine Stewart,
Chapter Administrator


(949) 407-9128


Orange County Chapter
PO Box 6111
Garden Grove, CA 92846

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