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Breakfast Forum: Investments 101 - Understanding Retirement Plan Investments

  • Thursday, February 12, 2015
  • 7:30 AM - 9:30 AM
  • Hotel Irvine (formerly Hyatt Irvine), 17900 Jamboree Road, Irvine
  • 2


  • Early Bird pricing
  • Early Bird pricing

Registration is closed
Investments 101 -
Understanding Retirement Plan Investments 

Shannon will describe the attributes of the various types of investments that are offered to the investment-directed defined contribution plan participants, including Self-directed Brokerage accounts.  She will provide an overview of investment platform, including their functions, purpose and applicable regulations.  Her presentation will also cover investment option pricing, due diligence and fiduciary responsibilities.


Our Speaker: Shannon Main, Managing Director at Penniall & Associates, Inc.

Shannon Main is a Managing Director with Penniall & Associates, Inc. She began her career in the financial services industry in 1994 and works exclusively providing customized retirement plan solutions for clients. Shannon earned a B.S. in Biological Sciences from the University of California, Irvine. She has attained the Certified Financial Planning (TM)  credential, Accredited Investment Fiduciary (AIF®) designation and holds multiple securities registrations. She is also a member of the American Society of Pension Professionals and Actuaries (ASPPA) and Western Benefits & Pension Council, Orange County Chapter.

 Continuing Education: 
1 CE for ASPPA certifications
1 CEC for NIPA certifications
1 CPE for CEBS
1.5 hours MCLE for California attorneys
1.5 hours for California CPAs
1.5 hours for Certified Financial Planners 
1 hour for ERPA and Enrolled Agents 

Doors open at 7:30 a.m. for check-in, breakfast and networking.  Our program will begin at 8:00 a.m. and this program will end at approximately 9:30 a.m.  The registration fee includes a full breakfast buffet and hosted parking in the self-parking lot at the Hotel Irvine.

The reservation deadline for this event is Thursday, February 5, 2015.

WP&BC Members can bring a guest for free!  This is a wonderful opportunity to introduce your peers and colleagues to our Chapter.  Remember, your guest should be a first-time visitor and potential member.   Look for the free guest offer when you register online.

The statements and materials presented at WP&BC Orange County Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Orange County Chapter. In addition, WP&BC Orange County Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Orange County Chapter events.

Please feel free to reach out to WP&BC with any questions.

Direct Questions To:

Christine Stewart,
Chapter Administrator


(949) 407-9128


Orange County Chapter
PO Box 6111
Garden Grove, CA 92846

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