Technical Lunch Forum
Are You a Modern 401(k) Fiduciary?
Important Updates and Guidance for 2015 and Beyond!
Wednesday, May 6, 2015 11:30 am - 1 pm
2607 Main St at the corner of Jamboree Road, Irvine
Please join us for our next Technical Lunch Forum.
It wasn’t long ago that identifying and managing fiduciary risk was a relatively low priority for management teams. With the shocking corporate scandals in 2002 (notably Enron and WorldCom) followed by the recent global economic crisis and several high profile 401(k) lawsuits, fiduciary risk from ERISA qualified retirement plans has been brought into sharper focus in corporate boardrooms..
This indepth presentation will include:
- Summary of key and relevant 401(k) Fiduciary Responsibilities
- How are plan sponsors getting in trouble?
- Summary of current court cases
- Summary of DOL/IRS Top Issues
- What is on the horizon?
- Proactive steps you can take as a plan sponsor to mitigate risk.
Rick Unser, ERISA Risk Management Consultant, Lockton Retirement Services
Samuel Henson, J.D., Director of Legislative and Regulatory Affairs, Lockton Retirement Services
This Technical Lunch Forum will be of particular interest to:
Plan Sponsors to be aware of how plan sponsors are getting into trouble and what are the DOL/IRS top issues.
Plan Fiduciaries who want to know about the key and relevant 401(k) Fiduciary Responsibilities.
Service Providers especially third-party administrators, investment advisers, and accountants to be aware of court actions that may affect their clients.
Financial Advisors who want to expand their qualified plan skills and grow their retirement plans book of business.
All Benefits Professionals who are interested in participating in a high-quality educational forum and want to benefit from the knowledge and experience of other benefits professionals in the benefits community.
About our Technical Lunch Forums:
The registration fee includes a gourmet lunch. To register for this or any other upcoming event, visit our website at www.WPBCOrangeCounty.org and then select Events from the menu.
1 CE for ASPPA certifications
1 CEC for NIPA certifications
1 CPE for CEBS
1.5 hours MCLE for California attorneys
1.5 hours for California CPAs
1.5 hours for Certified Financial Planners
1 hour for ERPA and Enrolled Agents
This Technical Lunch Forum will be held in the offices of Precept. Check-in is open from 11:15 to 11:30 a.m. Please arrive on time, as our program will begin promptly at 11:30 a.m. Due to the special nature of this program, we cannot accept walk-ins the day of the event.
The reservation deadline for this event is Friday, May 1.
The statements and materials presented at WP&BC Orange County Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Orange County Chapter. In addition, WP&BC Orange County Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Orange County Chapter events.