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Best Practices For Changing Recordkeepers

  • Thursday, March 19, 2020
  • 8:00 AM - 9:45 AM


  • Early Bird pricing
  • Early Bird pricing

Registration is closed


Due to the growing seriousness of the Coronavirus, and concern for our attendees, the WP&BC Orange County Chapter Board of Directors has decided that the March 19th Breakfast Forum  will be provided via a webinar. 

All participants will receive their requested Continuing Education certificates once the webinar is completed. 

Best Practices For Changing Recordkeepers

The Presentation:

Our panel of speakers will be providing an overview of what happens when recordkeepers are changed. Each panelist will discuss what are their portion of the process and their responsibilities. Also what will be discusses in how they cooperate and work with each other as well as how they support one another.

Further, each panelist will discuss common issues to look for; and, a list of what would be helpful in order to complete the process.

The Panelists:

The Advisor’s Role: Joe Park, ChFC®, QKA, CPFA, Director of Retirement Services, Burnham Gibson

The Recordkeeper’s Transition Role: Janelle Sotelo, QKA, Senior Implementation Consultant, Empower Retirement

The TPA’s Role: Margaret Martinazzi, QKA, Senior Consultant, Pension Benefits Unlimited

The Employer's Perspective: Sherrie Boutwell, Partner, Boutwell Fay, LLP

Continuing Education: 

2 CE for AIF Certification
2 CE for ASPPA certifications
2 CEC for NIPA certifications
2 CPE for CEBS
1.75 hours MCLE for California attorneys
2 hours for California CPAs

2 hours for Certified Financial Planners

2 hours for CRPS  

2 hour for ERPA and Enrolled Agents 

 Our program will begin at 8:00 a.m. and this program will end at approximately 9:45 a.m.  

WP&BC Members can bring a guest for free!  This is a wonderful opportunity to introduce your peers and colleagues to our Chapter.  Remember, your guest should be a first-time visitor and potential member.   Look for the free guest offer when you register online.

The statements and materials presented at WP&BC Orange County Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Orange County Chapter. In addition, WP&BC Orange County Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Orange County Chapter events.

Please feel free to reach out to WP&BC with any questions.

Direct Questions To:

Christine Stewart,
Chapter Administrator


(949) 407-9128


Orange County Chapter
PO Box 6111
Garden Grove, CA 92846

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