Log in

Welcome to The WP&BC Orange County Chapter

Log in

Seminar: 2014 Financial Advisor Seminar

  • Wednesday, March 05, 2014
  • 8:00 AM - 4:30 PM
  • Capital Group, 6455 Irvine Center Drive, Irvine, CA
  • 24


  • You may register additional employees of your company at the member rate. Please use the guest registration field below.

Registration is closed

Knowledge is Power: Distinguish Yourself from the Pack in Your Qualified Plan Practice

We are pleased to present our second-annual full-day seminar for Financial Advisors.  This program has been specially designed for advisors who want to:

  • Increase their book of retirement plans of business
  • Understand fiduciary issues and opportunities with 401(k), 403(b) and 457 plans
  • Know about the unique attributes and opportunities of tax exempt organizations and government plans
  • Understand the law covering retirement plan advisory-related activities and do a better job helping participants meet their retirement goals
  • Hear about current policy initiatives underway in Washington that affect their practice as a pension advisor
  • Better understand how to select and monitor stable value and fixed income products
  • Participate in the current wave of Retirement Readiness services
  • Know more about account distribution issues

This seminar will include:

  • Fiduciary Foundations: Efficient and Effective Governance for Retirement Plan Sponsors - Jason Roberts, Esq. from Pension Resource Institute
  • The Unique Requirements of Tax Exempt and Government Organization Retirement Plans
    - Diane Kimbro from StoneTapert
  • Ways to Help Participants be Better Investors - Duane Thompson, AIFA, from fi360
  • Stable Value and Fixed Income: How to Benchmark, the Risks, Components - Shannon Main, CFP, AIF, from Penniall & Associates, Inc.
  • Retirement Readiness - Jill Barry Shea, AIF, CEBS, from 401(k) Advisors
  • Managing Retirement Plan Distributions - James R. Norman, Jr., ERPA, QPA, from United Retirement Plan Consultants

Continuing Education:
ASPPA - 7 CE credit    CFP - 7 CE credit    NIPA - 7 CE credit                                 

The reservation deadline for this event is Friday, February 28, 2014.  Discounted fees are available through Friday, February 28, 2014.

Thank you to our seminar sponsors:

  • American Funds
  • CUNA Mutual Retirement Solutions
  • Federated
  • John Hancock Retirement Plan Services
  • Invesco
  • OneAmerica
  • Putnam
  • TIAA-CREF Financial Services

The statements and materials presented at WP&BC Orange County Chapter events are solely the opinions of the speakers and do not represent the opinions or positions of WP&BC Orange County Chapter. In addition, WP&BC Orange County Chapter assumes no responsibility for the content or accuracy of the statements and materials presented by speakers at WP&BC Orange County Chapter events.

Please feel free to reach out to WP&BC with any questions.

Direct Questions To:

Christine Stewart,
Chapter Administrator


(949) 407-9128


Orange County Chapter
PO Box 6111
Garden Grove, CA 92846

Powered by Wild Apricot Membership Software